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UBSCharlotte, NCGraduate
2027 January - Financial Advisor Development Program - Charlotte
Join UBS's 36-month Financial Advisor Development Program in Charlotte to build expertise in financial advising, earn key licenses, and launch a wealth management career with strong growth potential.
1
Role and Responsibilities
- Develop skills in customer service, financial markets, planning, investment strategies, and wealth management.
- Build and deepen client relationships by providing exceptional service and advice.
- Acquire Series 7 and Series 66 FINRA licenses and CFP designation through tuition reimbursement.
- Support back and front office operations to understand firm processes and client service.
- Manage client communications, appointments, and follow-ups to ensure positive outcomes.
2
Team and Environment
- Work in UBS Wealth Advice Center serving over 200,000 clients nationwide.
- Collaborate with 400+ professionals focused on relationship-based client service.
- Operate primarily via phone to understand client needs and provide guidance.
- Leadership supports career advancement and internal mobility.
- Commit to a minimum of three years in the Wealth Advice Center before internal transfers.
3
Candidate Requirements
- Bachelor's degree or equivalent; preferred background in business, finance, or financial planning.
- Completion of SIE exam at least 30 days before start; Series 7 and 66 exams expected within 150 days.
- Series 66 or combination of Series 63 and 65 exams recommended before starting.
- Strong communication, strategic thinking, and alignment with company values.
- Motivated to work in a fast-paced, deadline-driven environment.
4
Program Details
- 36-month structured development program with professional and technical training.
- Focus on core skills and knowledge to become a successful Financial Advisor.
- Opportunities to learn from colleagues and build a professional network.
- Program includes interactive workshops, live client interactions, and ongoing learning.