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UBSCharlotte, NCGraduate
2026 October - Financial Advisor Development Program - Charlotte
Join UBS's 36-month Financial Advisor Development Program in Charlotte, NC, designed for recent grads to build skills in financial advising, client service, and wealth management with licensing and CFP certification support.
1
Role and Responsibilities
- Develop expertise in customer service, financial markets, planning, investment strategies, and wealth management.
- Build and deepen client relationships by delivering exceptional service and advice.
- Acquire Series 7 and Series 66 FINRA licenses and obtain CFP designation with tuition reimbursement.
- Support back and front office operations to understand firm processes and client service.
- Manage client communications, appointments, and inquiries promptly and professionally.
2
Team and Work Environment
- Work within UBS Wealth Advice Center serving Emerging Affluent clients nationwide.
- Collaborate with over 400 professionals focused on relationship-based client service.
- Commit to a minimum of three years in the Wealth Advice Center before internal transfers.
- Leadership supports career advancement and internal mobility.
- Client interactions primarily conducted over the phone.
3
Candidate Requirements
- Bachelor's degree or equivalent; preferred background in business, finance, or financial planning.
- Completion of SIE exam at least 30 days before start; Series 7 and Series 66 exams expected within 150 days.
- Series 66 preferred before start; Series 63 and 65 combination accepted as substitute.
- Values: hard-working, trustworthy, dedicated, collaborative.
- Strong communication and strategic thinking skills.