Compliance Co-op with Drexel University

About the role

Compliance co-op supporting Trading Compliance and Surveillance by analyzing trade activity, researching regulations, responding to regulatory inquiries, and improving processes. The role provides exposure to U.S. and international trading regulations and diverse financial products while collaborating with Trading, Technology, Legal, Operations, and global colleagues. Daily hours are 8 a.m.–5 p.m.

Responsibilities

• Work with Trading Compliance and Surveillance teams to understand market structures, trading activities, and applicable regulations.
• Analyze trading activity to support surveillance across equities, options, futures, swaps, prediction markets, and fixed income.
• Research current and emerging regulatory and compliance matters affecting trading activities and new business initiatives.
• Gather relevant data and documentation to support regulatory inquiries and information requests.
• Use Excel, Python, VBA, SQL, and other tools to streamline processes and support automation initiatives.

Schedule and Training

• Daily working hours are 8 a.m. to 5 p.m.
• Co-op classes provide education about the firm’s business and support professional development.

Requirements

• Minimum GPA of 3.0.
• Advanced Microsoft Office knowledge, particularly Excel, is required.
• Visa sponsorship for work authorization is unavailable for this position, now or in the future.

Preferred Qualifications

• Experience with VBA, SQL, Python, or other data-analysis and automation tools is preferred.