Compliance Analyst Co-Op

About the role

Join Old Mission's Compliance Team as a Co-Op student in Chicago, supporting surveillance, research, and compliance operations in a global trading firm. Gain mentorship and exposure to compliance, operations, and risk functions.

Role Responsibilities

• Research new trading initiatives for compliance pathways.
• Use external databases like FINRA's CRD and My Compliance Office.
• Support daily surveillance of options, futures, and equity trading.
• Manage daily functions such as CAT reporting and symbol registrations.
• Review compliance practices against regulations and best practices.

Candidate Requirements

• Rising senior in business, finance, economics, or related field based in Chicago.
• Interest in long-term career in Compliance, Risk, or Operations.
• Ability to balance coursework and work obligations.
• Familiarity with large data sets and programming languages.
• Strong written and verbal communication skills.
• Basic understanding of exchange/OTC trading and market making.

Preferred Qualifications

• Completed Securities Industry Essentials (SIE) exam.
• Prior internship experience in the industry.
• Experience with Python or SQL.

Work Environment & Skills

• Highly organized with strong attention to detail.
• Comfortable in a fast-paced environment.
• Works well independently and in teams.
• Proficient with Microsoft Office.

Compensation & Schedule

• $30/hour, equivalent to $62,400 annually based on 40 hours/week.
• Non-exempt position eligible for overtime pay per law.
• 15–25 hours per week, flexible schedule.
• Term-renewable position with potential for full-time hire.