India Apprenticeship Program - ICRM

About the role

This 12-month apprenticeship in Mumbai offers hands-on experience in monitoring employee trading activities, supporting compliance, and understanding financial markets and risk management.

Role Overview

• Join Personal Trading team to monitor employee trading and support compliance.
• Ensure adherence to internal policies and regulatory requirements.
• Develop foundation in compliance, financial markets, and risk management.

Key Responsibilities

• Monitor employee personal trading for compliance with policies and regulations.
• Support review of trading statements and escalate exceptions.
• Prepare reports and dashboards for internal stakeholders.
• Conduct basic data analysis on trading activity trends.
• Support audits, regulatory inquiries, and internal reviews.

Skills & Qualifications

• Pursuing or recently completed degree in Finance, Economics, Business, Law, or related field.
• Strong attention to detail and analytical mindset.
• Basic understanding of financial markets and trading concepts.
• Proficient in MS Excel and Microsoft Office tools.
• Strong communication and organizational skills.
• Handle confidential information with integrity and professionalism.

Key Competencies

• Attention to detail and ethical judgment.
• Analytical thinking and accountability.
• Team collaboration skills.

Learning Outcomes

• Exposure to real-world compliance processes.
• Understanding of employee trading regulations and governance.
• Build analytical and reporting skills in financial services.
• Enhance professional communication and stakeholder management.

Additional Information

• 12-month full-time apprenticeship in India.
• Candidates must register via government apprentice portal.
• Preferred but not mandatory certifications: CFA, FRM, NISM, CPA/CA.
• Desirable exposure to capital markets, securities regulations, brokerage operations.