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Akuna CapitalChicago, ILGraduate

Junior Compliance Analyst

Join Akuna Capital as a Junior Compliance Analyst in Chicago to support regulatory compliance and monitor trading activities for market integrity.

1

Role Responsibilities

  • Monitor surveillance systems daily for market manipulation and abusive trading practices.
  • Review trading activity, alert escalations, and flagged patterns each day.
  • Investigate suspicious trading behavior and prepare detailed reports.
  • Support regulatory examinations and audit requests.
  • Document compliance procedures and update policies.
2

Additional Duties

  • Manage outside brokerage account processes including insider trading and AML reviews.
3

Candidate Requirements

  • 1-3 years of relevant work experience.
  • Series 57 preferred or willingness to pass within 90 days of hire.
  • Knowledge of trading markets, asset classes, and products.
  • Ability to apply rule-based analysis to trading activity.
  • Capable of managing multiple projects and prioritizing tasks.
4

Technical Skills

  • Proficiency in Excel required.
  • Familiarity with SQL or data analysis tools is a plus.